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Publicly held entities

Strategic counsel for public company compliance and governance
Fox & Ziepfel provides comprehensive legal counsel to publicly held entities, helping these organizations effectively navigate the complex regulatory framework governing public companies while achieving their business and shareholder objectives. From newly public companies to established market participants, our attorneys guide publicly traded organizations through their unique compliance and governance challenges. We analyze specific regulatory requirements, disclosure obligations, governance structures, and strategic objectives to develop tailored legal strategies for each entity’s particular circumstances. With a commitment to practical and business-focused counsel, we equip public company leaders with the strategic guidance needed to make informed decisions while maintaining regulatory compliance. Our approach balances legal requirements with operational objectives, reinforcing our reputation as a valuable partner in public company matters. Fox & Ziepfel helps publicly held entities confidently navigate the complexities of securities regulation while securing their business objectives. By combining our established legal expertise with capital markets knowledge, we provide solutions that address both compliance requirements and corporate goals. Our attorneys have extensive experience in: • Securities law compliance and disclosure • Corporate governance and board matters • Shareholder communications and relations • Executive compensation and benefit structures • Mergers, acquisitions, and corporate transactions • Regulatory examinations and investigations • Risk management and internal controls Fox & Ziepfel delivers practical solutions that manage regulatory risk, enhance governance practices, and facilitate business growth—allowing our clients to focus on what they do best: creating shareholder value while operating in the public markets.

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Thomas L. Xanders
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Nick Ziepfel
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Brian Fox

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513.341.5525
Fox & Ziepfel, LLC
215 Main Street, Suite B
Hamilton, Ohio 45013
contact@foxzip.law